Impact of patient education on chronic heart failure in primary care (ETIC): a cluster randomised trial
© The Author(s). 2016
Received: 16 November 2015
Accepted: 8 June 2016
Published: 19 July 2016
The Education Thérapeutique des patients Insuffisants Cardiaques (ETIC; Therapeutic Education for Patients with Cardiac Failure) trial aimed to determine whether a pragmatic education intervention in general practice could improve the quality of life of patients with chronic heart failure (CHF) compared with routine care.
This cluster randomised controlled clinical trial included 241 patients with CHF attending 54 general practitioners (GPs) in France and involved 19 months of follow-up. The GPs in the Intervention Group were trained during a 2-day interactive workshop to provide a patient education programme. The mean age of the patients was 74 years (±10.5), 62 % were men and their mean left-ventricular ejection fraction was 49.3 % (± 14.3). At the end of the follow-up period, the mean Minnesota Living with Heart Failure Questionnaire scores in the Intervention and Control Groups were 33.4 (± 22.1) versus 27.2 (± 23.3; P = 0.74, intra-cluster coefficient [ICC] = 0.11). At the end of the follow-up period, the 36-Item Short Form Health Survey (mental health and physical health) scores in the Intervention and Control Groups were 58 (± 22.1) versus 58.7 (± 23.9; P = 0.58, ICC = 0.01) and 52.8 (± 23.8) versus 51.6 (± 25.5; P = 0.57, ICC = 0.01), respectively.
Patient education delivered by GPs to elderly patients with stable heart failure in the ETIC programme did not achieve an improvement in their quality of life compared with routine care. Further research on improving the quality of life and clinical outcomes of elderly patients with CHF in primary care is necessary.
The Education Thérapeutique des patients Insuffisants Cardiaques (ETIC; Therapeutic Education for Patients with Cardiac Failure) trial is a cluster randomised controlled trial registered with ClinicalTrials.gov (Registration Number: NCT01065142) and the French Drug Agency (Agence Nationale de Sécurité du Médicament et des Produits de Santé; Registration Number: 2009-A01142-55).
KeywordsHeart failure Primary care Quality of life Patient education Cluster randomised controlled trial
Chronic heart failure (CHF) is a common condition that is increasing in prevalence with the ageing of the population and with improvements in the management of acute and chronic heart disease, especially ischaemic cardiomyopathies . The prevalence of CHF in French general practice is estimated to be about 10 % for patients aged over 59 years . The European Society of Cardiology guidelines recommend medical and electrical management to reduce morbidity and mortality and improve quality of life. They also recommend non-pharmacological management including self-care management, patient education, and self-care behaviour to improve patients’ adherence to treatment and quality of life .
In France, patient education programmes delivered by multidisciplinary teams in outpatient clinics attached to hospitals have been assessed for their impact on rehospitalisation, mortality and participation rates in patients with heart failure (HF) [4, 5]. However, this does not reflect the situation of the majority of patients, most of whom are ambulatory and cared for by general practitioners (GPs). Only a few studies have assessed the effect of HF management programmes delivered in the primary care setting [6–10]. Others recruited patients in primary care but the intervention was delivered by practice nurses or doctors’ assistants [11–13]. However, these studies do not reflect the ‘real-life’ situation of primary care in France, where practice nurses are rare at GP clinics. Therefore, more evidence is needed on the effect of patient education programmes delivered by GPs. As GPs are the doctors closest to patients, we hypothesised that a patient education delivered by them could improve the quality of life of patients with HF.
The Education Thérapeutique des patients Insuffisants Cardiaques (ETIC; Therapeutic Education for Patients with Cardiac Failure) trial was designed to assess whether a pragmatic educational programme for patients with CHF delivered by trained GPs could improve the quality of life of patients with CHF compared with routine care.
Study design and randomisation
Inclusion and exclusion criteria
Patients aged over 50 years, with New York Heart Association (NYHA) Stage I, II or III HF and with a reduced or preserved ejection fraction (HFrEF or HFpEF) as confirmed by the patient’s cardiologist according to the European Society of Cardiology guidelines, were eligible for inclusion . Patients with NYHA Stage I HF were included because, even if asymptomatic, they had to manage the everyday manifestations of disease and might benefit from patient education; also, it was interesting to know whether the intervention had an impact on the evolution of NYHA HF stages. In contrast, the condition of patients with NYHA Stage IV HF seemed too advanced for educational sessions to have an impact on their quality of life, because patients were not included after a hospital discharge but were included in general practice with stable CHF. HFrEF was defined as an ejection fraction of ≤40 %, whereas HFpEF was defined as an ejection fraction of >40–50 % in combination with signs and/or symptoms of CHF and evidence of diastolic dysfunction (abnormal left-ventricular relaxation or diastolic stiffness) .
Patients with severe cognitive disorders according to the GP’s judgement, those institutionalised at the time of inclusion, those with NYHA Stage IV HF, those participating in another clinical trial and those lacking French language skills were excluded.
Instruments and outcomes
The primary outcome was patients’ quality of life, as measured by the MOS 36-Item Short Form Health Survey (SF-36), a widely used generic instrument , and the Minnesota Living with Heart Failure Questionnaire (MLHFQ), an HF-specific instrument, both of which are considered good psychometric properties [17, 18]. The SF-36 questionnaire consists of eight dimensions: physical function, role physical, body pain, general health, vitality, role emotional, mental health and social function. The SF-36 physical health score incorporates physical function, role physical, body pain and general health. The SF-36 mental health score incorporates vitality, role emotional, mental health and social function. SF-36 scores range from 0 to 100: 0 indicates the worst quality of life and 100 the best. MLHFQ score ranges from 0 to 105: 0 indicates best quality of life. Quality of life was assessed at baseline and at 7, 13 and 19 months using self-administered questionnaires completed by patients or their main caregiver within 7 days of their appointment with the GP. If the patient had literacy difficulties, the main caregiver interviewed the patient and filled out the questionnaire.
The secondary outcomes were: all-cause and HF-associated mortality; all-cause and HF-associated hospitalisations and the number of days spent in hospital; cumulative number of deaths of all causes or HF-associated hospitalisations and cumulative number of days of hospitalisation; cumulative number of cases of acute HF (an acute episode reported by the GP with or without hospitalisation); cumulative number of visits to a cardiologist and cumulative number of additional GP visits (in addition to those dedicated to the trial); adherence to therapy (using a self-administrated questionnaire at baseline and at the end of follow-up) ; evolution of NYHA HF stage; and changes in weight and body mass index at 19 months.
Training seminar for general practitioners: 2-day workshop
Module 1: Introduction
Introduction to the concepts of the Education Thérapeutique des patients Insuffisants Cardiaques (ETIC; Therapeutic Education for Patients with Cardiac Failure) trial and patient education
Module 2: Heart failure
Chronic heart failure: definitions; epidemiology; clinical diagnosis; treatment guidelines; echocardiographic criteria; cardiac biomarkers—B-type natriuretic peptide (BNP) and NT-proBNP (how and when to prescribe them)
Clinical symptoms: how to recognise heart failure in daily practice
New York Heart Association (NYHA) stages: definitions; assessment of NYHA stages from case vignettes
Suspicious clinical signs
Adaptation of physical activity as a function of NYHA stage
Module 3: Concepts of patient education
Assessment and building on patients’ existing knowledge
Identification of lifestyle and dietary habits, physical activity, hobbies, leisure activities, projects and resources available to the patient
Assessment of patients’ stage of change, motivation and attitude
Collaboration with the patient to define achievable and measurable objectives
Module 4: Communication
Lifestyle counselling based on the Five As model (ask, assess, advise, assist, and arrange)
Module 5: Role play to simulate a patient consultation with the general practitioner
Identification and use of patients’ knowledge (clinical alarm signs, physical activity, diet and cardiovascular risk factors), values, motivation, projects and resources to involve the patient in their personal objectives
Classification of these personal objectives by therapeutic priority and patient preference
Use of effective communication strategies
Module 6: Case report forms
Inclusion and exclusion criteria
How to promote and present the ETIC trial to patients
How to fill in the case report forms
How to organise the follow-up and topics: educational booklet and educational tools (i.e. dietary leaflets, clinical alarm signs)
Education intervention topics
Do you suffer from heart failure?
What is ‘heart failure’ for you?
What do you know about heart failure?
How do you live with this disease?
What impact has heart failure had on your life (personal, professional, social)?
What are your fears?
What are your expectations?
Clinical alarm signs
For you, what could be a clinical alarm sign of your heart failure?
What should you do to detect clinical alarm signs?
Do you know what to do if you detect clinical alarm signs?
What does physical activity mean for you?
What physical activities do you undertake? Housework? Leisure (e.g. gardening)? Transportation (e.g. walking, car)?
When are you breathless? (New York Heart Association assessment)
Regarding your habits, what would you be ready to change?
Where do you eat your meals?
Who does the cooking?
High-salt food: what do you know about it? How much do you consume?
What is your point of view and what changes are you ready to make?
For those with a body mass index ≥30: what are your diet mistakes (snack food, overeating) or diet troubles?
For those with a body mass index ≤18 (adult patients) or 21 (elderly patients): what are your diet mistakes or diet troubles?
GPs in the Control Group attended a 3-hour information session to learn about the case report forms and the inclusion and exclusion criteria. Their patients had the same schedule for visits as those in the Intervention Group but without a specific education intervention (i.e., at 1, 4, 7, 10, 13 and 19 months).
The sample size estimation and statistical analyses were presented in Vaillant-Roussel et al. . Sample size estimation was performed to detect a difference of 12 points for quality of life outcomes (SF-36 and MLHFQ), which corresponds to an effect size of 0.6, with a statistical power of 90 % and a two-sided Type 1 error of 5 %, taking into account clustering by practice (intra-cluster correlation was considered to be between 0.1 and 0.2) [13, 16, 17, 22, 23] A 20 % dropout rate was assumed. On the basis of several simulations, it was estimated that 40 GPs in general practices recruiting five patients each were required per group, resulting in the recruitment of 200 patients in each group. The statistician was blinded with regard to treatment allocation.
Statistical analyses were realised in intention to treat using Stata (version 13; StataCorp LP, College Station, TX, USA). The main analysis was performed with hierarchical linear regression models to estimate the effects of the intervention on SF-36 and MLHFQ scores for the post-baseline time points adjusted for the baseline score, as proposed previously . Random effects were used for practice, individuals within practices and repeated measurements per individual (slope and intercept). The results were expressed as the regression coefficient (b) and 95 % confidence interval (CI). Intra-class correlation coefficients (ICCs) were presented by group. Finally, a sensitivity analysis was used to investigate the nature of the missing data and a per-protocol analysis was also performed.
Recruitment of general practitioners and patients
An overview of the recruitment of GPs and patients is presented in Fig. 1. Overall, 54 (64 %) of the randomised GPs were active and enrolled at least one patient into the trial. The inclusion period lasted 1 year. The GPs recruited 243 patients. Two patients with NYHA Stage IV HF were excluded from the analysis.
Baseline characteristics of general practitioners and patients
Baseline characteristics of 54 general practitioners
Intervention Group (n = 27)
Control Group (n = 27)
Gender male, n (%)
Age (years), mean (SD)
Length of time in practice (years), mean (SD)
Type of practice, n (%)
Group practices, n (%)
Trainee supervisorsa n (%)
Number of patients included, mean (SD)
Baseline patient characteristics
Intervention (n = 115)
Control (n = 126)
Gender male, n (%)
Age (years), mean (SD)
Chronic heart failure duration, median (IQR)
EF mean (SD)
HFpEF n (%)
NYHA stage, n (%)
Current smoker, n (%)
BMI kg/m2, n (%)a
Hypertension, n (%)
Type 2 diabetes, n (%)
Hypercholesterolaemia, n (%)
COPD, n (%)
SF-36 mental health score, mean (SD)
SF-36 physical health score, mean (SD)
MLHFQ score, mean (SD)b
Patient adherencec, n (%)
Intervention (n = 102)
Control (n = 121)
Treatment, n (%)e
ACE inhibitor or ARBd
β-blocker and (ACE inhibitor or ARB)
Thiazide diuretics or loop diuretics
Mineralocorticoid receptor antagonists
There was no difference between the Intervention and Control Groups with regard to treatments and patient adherence (Table 4); 4 % of the patients received no treatment at baseline. There was no difference in quality of life scores between the Intervention and Control Groups when treatment was stratified according to HFrEF and HFpEF (data not shown). There was no difference between the two groups with regard to quality of life (detailed in Table 4). The correlation coefficients of the MLHFQ and SF-36 physical health scores and the MLHFQ and SF-36 mental health scores were −0.63 and −0.64, respectively.
End points at Month 19
Intervention (n = 69)
Control (n = 82)
SF-36 mental health score, mean (SD)
SF-36 physical health score, mean (SD)
MLHFQ score, mean (SD)
NYHA stage, n (%)a
BMI kg/m2, n (%)b
Patient adherencec, n (%)
Mortality, n (%)
Total CHF decompensation/visits (%)
Hospitalisation for CHF decompensation/visits (%)
Hospitalisation not for CHF decompensation/visits (%)
Total number of days of hospitalisation
HF hospitalisation/patients (%)
Death or hospitalisation/patients (%)
Death or HF hospitalisation/patients (%)
dTotal visits related to GP/patients (%)
90/115 (78 %)
dNumber of GP visits/patient, mean (SD)
Total visits related to cardiologist/patients (%)
85/115 (74 %)
84/126 (67 %)
Number of cardiologist visits/patient, mean (SD)
The ICC associated with the SF-36 mental and physical health primary outcome at 19 months was similar (ICC = 0.01). The regression coefficients, adjusted for the baseline results, of the SF-36 mental and physical health scores were b = −1.7 (−7.6–4.15; P = 0.58) and b = 1.6 (−4.03–7.21; P = 0.57), respectively. Differences from the baseline in SF-36 mental and physical scores between the Intervention and Control Groups at the 19-month follow-up were: −3.2 (−14.5–4.7) and −0.08 (−13.6–7.5); and −1 (−8–8) and 0 (−12–10), respectively.
Summary of the main results
A pragmatic patient education intervention for HF delivered by trained GPs did not improve patients’ quality of life compared with routine care. There was no difference between the groups in MLHFQ (P = 0.74), SF-36 mental health (P = 0.57) or SF-36 physical health (P = 0.58) questionnaire scores at the 19-month follow-up examination. The ICC associated with MLHFQ score was 0.11 and those associated with the SF-36 mental and physical health scores were similar (ICC = 0.01).
Meaning of the findings
Although this trial did not detect any impact on the primary outcome, it is the first to examine data derived from patients enrolled, treated and followed-up in primary care [7–10]. In Europe, most published studies on patient education programmes involve hospitalised patients or patients discharged from hospital. The profiles of these patients differ from those treated in primary care, which comprise a population with stable HF, as in the ETIC, composed of elderly patients with a relatively good quality of life [12, 25]. The characteristics of patients with HF enrolled in the ETIC more closely resemble those of patients enrolled in the French IMPROVEMENT study on primary care, where the mean patient age was 73 years and 40 % of patients were female . Many published studies include only patients with HFrEF , younger patients [7, 9], or predominantly male patients [8, 11]. Consequently, most data published to date relate to patients with HFrEF . The ETIC chose a pragmatic design and included a broad range of patients with CHF, most of whom had HFpEF, because we deliberately chose not focus on just one segment of the CHF population . In the IMPROVEMENT study, only 51 % of patients with an echocardiogram exhibited left-ventricular systolic dysfunction (poorly contracting left ventricle, enlarged left ventricle or ejection fraction under 40 %) .
The quality of life of the patients was measured using two questionnaires, the MLHFQ and the SF-36, because the first is specific and the second is generic. The sample size was estimated by taking into account an anticipated ICC of between 0.1 and 0.2 . According to the ICC results, the data were more dispersed for MLHFQ score (ICC = 0.11) than SF-36 scores (mental SF-36 and physical SF-36 ICC = 0.01), which indicates that, in this context, the MLHFQ is probably more discriminative. These results could be useful for future studies in similar settings.
The quality of life scores at the end of follow-up at 19 months appeared surprisingly stable in the elderly patients enrolled in the ETIC study, especially the SF-36 physical health score, reflecting the natural progression of health-related quality of life in general population . We cannot attribute this to an effect of our education sessions, because this stability in quality of life was found in both groups. We propose that the act of participating in a study stabilised patients’ quality of life (an example of the Hawthorne effect). The same stability was found in another study involving patients with stable CHF conducted in primary care in Germany .
We compared the number of additional GP consultations for all patients and observed no difference between the Intervention and Control Groups. However, among patients who consulted their GP, the mean number of consultations was significantly higher in the Intervention Group. This was not the case for visits to the cardiologist. These results are consistent with another study in the primary care setting .
Strengths and limitations of the trial
The ETIC was one of the largest trials in the primary care setting to study the effects of an educational intervention on patients with CHF. A cluster design was chosen for pragmatic reasons and to avoid contamination bias.
Reviews of studies on management programmes for patients with HF have shown mixed effects on hospital admissions, mortality and quality of life [29, 30]. There was large variability in the complexity of case management, patient education, training of care managers and care settings. Overall positive effects on predominantly disease-specific quality of life were found in a short-term follow-up but the results observed during longer follow-ups were largely non significant. Short-term positive effects on quality of life were observed in hospitalised patients and those with acute HF, who exhibited low baseline scores, enabling short-term effects to be detected in comparison with controls [7, 10]. The potential for improving the quality of life of patients recovering from hospitalisation may be higher than that of patients with stable disease treated in primary care . The ETIC trial included patients with stable HF with relatively high baseline quality of life scores; perhaps it was unrealistic to attempt to improve the quality of life of this population, even if the follow-up period (19 months) was longer than in other studies.
The aim of this trial was a change of 12 points in the quality of life scores, to show not only a statistically significant but also a clinically relevant difference . Although some studies tried to find a difference of five points in quality of life scores, others chose a difference of 12 points for the same reasons [12, 13, 32]. However, this difference cannot explain the absence of an effect. It is also the case for the power, because even if a difference of five points had been chosen, this study would not show a significant difference (Table 5).
Finally, the intensity of the intervention delivered by the GPs may have been too low and other factors outside the disease-related intervention may have had a greater impact on quality of life. Quality of life is a multifactorial measure that may be too complex to be changed solely by GPs trained in patient education. Consequently, even if quality of life is a good clinical indicator of health status, it is probably difficult to show a significant improvement as the result of an intervention in an elderly population with stable HF. Rather, utilisation of healthcare and treatment optimisation or self-care behaviour may be more effective, measurable outcomes [12, 32–34].
The number of participants per site may seem inadequate but we sought the best balance between the number of GPs and the number of patients enrolled by each GP based on the capacity for inclusion and feasibility in terms of the workload (including the follow-up). Another team in Germany estimated the same capacity for inclusion per GP . Finally, it is important to note that each active GP contributed 4.3 (± 2) patients to the Control Group and 4.8 (± 1.8) patients to the Intervention Group whereas, according to the study design, the number of patients to be included in each group should have been five.
The limitations of this trial include a dropout rate of 36 % after randomisation among GPs, either because they withdrew consent to participate (31 %) or failed to recruit patients (5 %). Although the recruitment goal was not reached, the lack of significant difference between the randomised groups cannot be attributed to a lack of power: the effect size for the primary outcome was minimal (less than 0.27 [−0.07–0.61]) and the ICC was lower than expected, meaning that the sample size could have been smaller. In France, clinical research by GPs in primary care is still relatively new and this is one possible explanation for the high dropout rate . Another explanation could be that GPs who agreed to participate but ultimately did not found the trial workload to be too heavy. The generalisability of the data from the remaining GPs who participated in the ETIC trial can be considered good, because they are very similar to the national characteristics of GPs as assessed in 2009 . Furthermore, the characteristics of the patients included were similar to those of patients with CHF in France in primary care .
At baseline, the patients’ characteristics were similar, except that those in the Intervention Group were more likely to be overweight or obese compared with those in the Control Group. The same difference was found at the end of follow-up. The patients had a similar quality of life according to the SF-36 but, although without statistical significance, MLHFQ scores were worse in the Intervention Group (P = 0.07). One possible explanation is that selection bias was present: the training received by the GPs in the Intervention Group may have made them feel more competent and, therefore, they may have included more severely ill patients in the trial. To avoid this bias, we could have randomised the GPs after they had recruited their patients, using Zelen’s method . However, this option was not feasible because of the short life expectancy of the patients: we considered the mean age of patients at the time of inclusion to be high, at 74 years. It was inadvisable to recruit patients over a period longer than 1 year and then randomise the GPs to receive training.
As the ETIC population was a population with a good quality of life and with a significant proportion of patients with HFpEF, our results could not be extrapolated to patients with HFrEF and a poor quality of life. Most of the patients in our study had HFpEF and, as treatment is not conclusively known to be of benefit in such patients, we hypothesise that it is the same with patient education. However, when outcomes were stratified according to HFrEF and HFpEF, the type of HF had no influence. We failed to demonstrate an impact of our intervention regardless of the type of HF.
To assess the quality of the intervention, at the end of each education session the GPs reported what they did and the topics discussed . However, we cannot make any inferences on the intensity of the intervention delivered by the GPs in the Intervention Group. It is possible that a 2-day workshop is insufficient to teach GPs how to conduct successful counselling of HF patients regarding lifestyle. However, a longer workshop may be unrealistic for GPs and would not equate to a pragmatic design suitable for everyday practice. Finally, we cannot exclude the possibility that we were unable to observe an effect of the intervention because of the inclusion of motivated GPs with a special interest in the topic in both trial arms.
Patient education delivered by GPs to elderly patients with stable CHF in the ETIC programme did not achieve an improvement in their quality of life compared with routine care. Further research on improving the quality of life and clinical outcomes of elderly patients with HF in primary care is necessary.
BMI, body mass index; CHF, chronic heart failure; CI, confidence interval; GP, general practitioner; HF, heart failure; HFpEF, Heart failure with preserved ejection fraction; HFrEF, Heart failure with reduced ejection fraction; ICC, intra-cluster coefficient; MLHFQ, Minnesota Living with Heart Failure Questionnaire; NYHA, New York Heart Association; SF-36, MOS 36-Item Short Form Health Survey.
We wish to thank all participating patients and general practitioners. This study relies on the investigating general practitioners who agreed to participate. We would like to thank the Clinical Research and Innovation Office in Clermont-Ferrand for their help with the administrative management of this project and for their independent data analyses. We also thank Dr. Sylvie Pruilhère-Vaquier (nutritionist and patient education trainer), Dr. Béatrice Roche (endocrinologist), Dr. Christine Cuenin (cardiologist), Dr. Anne Bottet (general practitioner), Dr. Fabienne Lapalus (general practitioner) and Pierre Sonnier (pharmacist and patient education trainer) for their invaluable expert contribution during the 2-day GP workshop. We also wish to thank Cambridge Language Consultants, who provided medical editing services.
This trial received public funding from the French hospital research funds, a grant from the French Ministry of Health (PHRC-Hospital Program of Clinical Research) and regional health agencies (URCAM and GRSP) and private funding from Sanofi-Aventis, ‘le Groupe Pasteur Mutualité’ (private medical insurance) and ‘Union Régionale des Médecins Libéraux de la Région Auvergne’ (regional primary care physician association). The funding bodies did not participate in the study design or governance; they had no role in the study.
HVR, CL and PV developed the original concept of the trial and HVR drafted the original protocol. HVR, CD, DP and PV developed the trial design and methodology; BP developed the analysis plan. HVR, CL, MDR, BE, BP, CD and PV interpreted the data; HVR, CL, RE, CV, GC, DP, JFC, CD, BP and PV wrote the paper; all authors reviewed and commented on drafts of this article. All authors read and approved the final manuscript.
BP, the trial biostatistician, is independent of the General Practice Department that managed the trial. The clinical research assistant who entered the data is independent of both the department that managed the trial and the biostatistician.
The first author (HVR) declares receipt of private funding for her PhD from a private medical insurance company (‘le Groupe Pasteur Mutualité’). The other authors declare that they have no conflicts of interest in relation to the data presented in this article.
Ethics approval and consent to participate
This investigation adhered to the principles outlined in the Declaration of Helsinki. All patients provided written informed consent to participate in the trial, which was approved by the institute’s ethics committee (Comité de Protection des Personnes Sud-Est I) and the French Drug Agency. The trial was conducted in compliance with regulations on patient confidentiality (Advisory Committee on Data Processing for Matters of Research in the Field of Healthcare) and the National Commission for Data Protection agreements.
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